Hybrid RIA
Do you plan to do mostly fee-based business but keep a B-D (broker-dealer) relationship? A hybrid RIA might be the ideal solution for your practice.
Do you plan to do mostly fee-based business but remain in the B-D environment? As a mostly fee-based advisor, do you intend to continue earning revenue from variable insurance or commission business?
Are you satisfied with your current hybrid broker/dealer relationship? Maybe you need assistance finding one that supports your goal of forming (or operating) your own independent hybrid RIA firm. FocusPoint has a long history of working with financial advisors in this situation.
Custom Solutions for a Hybrid RIA Compliance
If you’re considering forming or transitioning to an RIA hybrid model, FocusPoint is here to help.
Depending on your unique needs and business goals, we can:
- Help you to form your own RIA
- Provide you with ongoing hybrid RIA compliance support relating to your RIA
- Point you in the direction of various fee-friendly B/D’s
- Provide your B-D with what they need from an oversight standpoint
- Create and execute a custom transition plan to increase your fee-based revenue
- Utilize our long-standing relationships to assist you with approval/establishment of your RIA with a best-fit custodian
How We Support Hybrid RIA Firms
FocusPoint empowers financial advisors looking for an RIA solution that combines independence, flexibility, and compliance.
And, for all advisors we support, we can:
- Provide you with a full suite of non-proprietary technology to help you run your business more efficiently
- Create customized, automated workflow processes for you and your staff
- Execute (establish, manage, trade, monitor) your investment process
- Design custom reports for you based on your unique needs
- Handle all of your back/middle office and billing
- Offer you practice development guidance
Ready to build your ideal hybrid RIA platform? Contact us today to start your journey.